Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, YUCHEN
Chinese Name of Relevant Individual
王雨晨
HKMA Registration Number
AI2796
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Nov 2019
Is an Executive Officer? (Yes / No)
No
Capacity
COVERAGE, CORPORATE & INVESTMENT BANKING
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Nov 2019
Is an Executive Officer? (Yes / No)
No
Capacity
COVERAGE, CORPORATE & INVESTMENT BANKING
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
18 Jul 2025
Is an Executive Officer? (Yes / No)
No
Capacity
COVERAGE, CORPORATE & INVESTMENT BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
SFC CE number
AJI614
Business Address
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 18 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 07 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
12 Nov 2020 - 17 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 5: advising on futures contracts
Effective Period
12 Nov 2020 - 17 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2019 - 25 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Sep 2019 - 25 Oct 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, YUCHEN
:
Chinese Name of Relevant Individual
王雨晨
:
HKMA Registration Number
AI2796
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Nov 2019
No
COVERAGE, CORPORATE & INVESTMENT BANKING
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Nov 2019
No
COVERAGE, CORPORATE & INVESTMENT BANKING
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
18 Jul 2025
No
COVERAGE, CORPORATE & INVESTMENT BANKING
Name of Registered Institution
SFC CE number
Business Address
STANDARD CHARTERED BANK (HONG KONG) LIMITED
AJI614
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI2796
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
Since 18 Jul 2025
No
AI2796
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 07 Nov 2019
No
AI2796
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 07 Nov 2019
No
AI2796
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
12 Nov 2020 - 17 Jul 2025
No
AI2796
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
12 Nov 2020 - 17 Jul 2025
No
AI2796
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Sep 2019 - 25 Oct 2019
No
AI2796
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Sep 2019 - 25 Oct 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.