Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
LI, SIYAO
Chinese Name of Relevant Individual

李思瑶
HKMA Registration Number
AI2842
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HUA XIA BANK CO., LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Mar 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT TEAM LEADER
Remarks
Registered Institution
HUA XIA BANK CO., LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
06 Mar 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT TEAM LEADER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LI, SIYAO
:
Chinese Name of Relevant Individual
李思瑶
:
HKMA Registration Number
AI2842
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HUA XIA BANK CO., LIMITED
Type 1: dealing in securities
06 Mar 2024
No
ASSISTANT TEAM LEADER
HUA XIA BANK CO., LIMITED
Type 4: advising on securities
06 Mar 2024
No
ASSISTANT TEAM LEADER