Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WUJISIGULENG, -
Chinese Name of Relevant Individual
烏吉斯古冷
HKMA Registration Number
AI2843
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jun 2020 - 15 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 Jun 2020 - 15 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Sep 2019 - 19 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 Sep 2019 - 19 Mar 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WUJISIGULENG, -
:
Chinese Name of Relevant Individual
烏吉斯古冷
:
HKMA Registration Number
AI2843
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI2843
BNP PARIBAS
Type 1: dealing in securities
05 Jun 2020 - 15 Oct 2020
No
AI2843
BNP PARIBAS
Type 6: advising on corporate finance
05 Jun 2020 - 15 Oct 2020
No
AI2843
BNP PARIBAS
Type 1: dealing in securities
20 Sep 2019 - 19 Mar 2020
No
AI2843
BNP PARIBAS
Type 6: advising on corporate finance
20 Sep 2019 - 19 Mar 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
