Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHIU, CARMEN GAR MIN
Chinese Name of Relevant Individual

趙嘉雯
HKMA Registration Number
AI2868
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
29 Jul 2022
Is an Executive Officer? (Yes / No)
No
Capacity
SALES TRADER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHIU, CARMEN GAR MIN
:
Chinese Name of Relevant Individual
趙嘉雯
:
HKMA Registration Number
AI2868
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
29 Jul 2022
No
SALES TRADER