Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LUNG, YIU KWAN
Chinese Name of Relevant Individual
龍耀坤
HKMA Registration Number
AI2883
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
31 Oct 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, RELATIONSHIP MANAGEMENT I
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
31 Oct 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, RELATIONSHIP MANAGEMENT I
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 31 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 31 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jan 2024 - 12 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2024 - 12 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jul 2022 - 30 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jul 2022 - 30 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jul 2022 - 30 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jul 2022 - 30 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Oct 2021 - 07 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Oct 2021 - 07 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Sep 2019 - 08 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Sep 2019 - 08 Sep 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LUNG, YIU KWAN
:
Chinese Name of Relevant Individual
龍耀坤
:
HKMA Registration Number
AI2883
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
31 Oct 2024
No
ASSISTANT VICE PRESIDENT, RELATIONSHIP MANAGEMENT I
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
31 Oct 2024
No
ASSISTANT VICE PRESIDENT, RELATIONSHIP MANAGEMENT I
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI2883
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 31 Oct 2024
No
AI2883
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 31 Oct 2024
No
AI2883
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
01 Jan 2024 - 12 Sep 2024
No
AI2883
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
01 Jan 2024 - 12 Sep 2024
No
AI2883
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Jul 2022 - 30 Nov 2023
No
AI2883
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Jul 2022 - 30 Nov 2023
No
AI2883
CITIBANK, N.A.
Type 1: dealing in securities
20 Jul 2022 - 30 Nov 2023
No
AI2883
CITIBANK, N.A.
Type 4: advising on securities
20 Jul 2022 - 30 Nov 2023
No
AI2883
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
22 Oct 2021 - 07 Apr 2022
No
AI2883
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
22 Oct 2021 - 07 Apr 2022
No
AI2883
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Sep 2019 - 08 Sep 2021
No
AI2883
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Sep 2019 - 08 Sep 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.