Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
LI, CHO MAN
Chinese Name of Relevant Individual

李楚雯
HKMA Registration Number
AI2928
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Oct 2019
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGER WEALTH INVESTMENT SALES SUPPORT
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Oct 2019
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGER WEALTH INVESTMENT SALES SUPPORT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LI, CHO MAN
:
Chinese Name of Relevant Individual
李楚雯
:
HKMA Registration Number
AI2928
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
01 Oct 2019
No
MANAGER WEALTH INVESTMENT SALES SUPPORT
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
01 Oct 2019
No
MANAGER WEALTH INVESTMENT SALES SUPPORT