Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, YI KWAN
Chinese Name of Relevant Individual
譚懿君
HKMA Registration Number
AI2946
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SALES, BUSINESS ACCOUNT ACQUISITION
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SALES, BUSINESS ACCOUNT ACQUISITION
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 12 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 12 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2023 - 18 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
25 Aug 2023 - 18 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Apr 2021 - 16 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Apr 2021 - 16 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
20 Aug 2020 - 11 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Oct 2019 - 11 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Oct 2019 - 11 Feb 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, YI KWAN
:
Chinese Name of Relevant Individual
譚懿君
:
HKMA Registration Number
AI2946
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
12 Mar 2026
No
SALES, BUSINESS ACCOUNT ACQUISITION
DAH SING BANK, LIMITED
Type 4: advising on securities
12 Mar 2026
No
SALES, BUSINESS ACCOUNT ACQUISITION
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI2946
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 12 Mar 2026
No
AI2946
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 12 Mar 2026
No
AI2946
HANG SENG BANK, LIMITED
Type 1: dealing in securities
25 Aug 2023 - 18 Jan 2026
No
AI2946
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
25 Aug 2023 - 18 Jan 2026
No
AI2946
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
08 Apr 2021 - 16 Jul 2023
No
AI2946
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
08 Apr 2021 - 16 Jul 2023
No
AI2946
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
20 Aug 2020 - 11 Feb 2021
No
AI2946
HANG SENG BANK, LIMITED
Type 1: dealing in securities
03 Oct 2019 - 11 Feb 2021
No
AI2946
HANG SENG BANK, LIMITED
Type 4: advising on securities
03 Oct 2019 - 11 Feb 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.