Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YOO-PROT, PIMCHANOK
Chinese Name of Relevant Individual
HKMA Registration Number
AI2955
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2026 - 29 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
22 May 2026 - 29 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 May 2026 - 29 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2025 - 29 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
26 May 2025 - 29 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 May 2025 - 29 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Feb 2025 - 07 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 Feb 2025 - 07 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 Feb 2025 - 07 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jan 2024 - 30 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jan 2024 - 30 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 Jan 2024 - 30 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jun 2023 - 16 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jun 2023 - 16 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 Jun 2023 - 16 Jun 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 24
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YOO-PROT, PIMCHANOK
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI2955
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI2955
UBS AG
Type 1: dealing in securities
22 May 2026 - 29 May 2026
No
AI2955
UBS AG
Type 4: advising on securities
22 May 2026 - 29 May 2026
No
AI2955
UBS AG
Type 6: advising on corporate finance
22 May 2026 - 29 May 2026
No
AI2955
UBS AG
Type 1: dealing in securities
26 May 2025 - 29 May 2025
No
AI2955
UBS AG
Type 4: advising on securities
26 May 2025 - 29 May 2025
No
AI2955
UBS AG
Type 6: advising on corporate finance
26 May 2025 - 29 May 2025
No
AI2955
UBS AG
Type 1: dealing in securities
05 Feb 2025 - 07 Feb 2025
No
AI2955
UBS AG
Type 4: advising on securities
05 Feb 2025 - 07 Feb 2025
No
AI2955
UBS AG
Type 6: advising on corporate finance
05 Feb 2025 - 07 Feb 2025
No
AI2955
UBS AG
Type 1: dealing in securities
29 Jan 2024 - 30 Jan 2024
No
AI2955
UBS AG
Type 4: advising on securities
29 Jan 2024 - 30 Jan 2024
No
AI2955
UBS AG
Type 6: advising on corporate finance
29 Jan 2024 - 30 Jan 2024
No
AI2955
UBS AG
Type 1: dealing in securities
14 Jun 2023 - 16 Jun 2023
No
AI2955
UBS AG
Type 4: advising on securities
14 Jun 2023 - 16 Jun 2023
No
AI2955
UBS AG
Type 6: advising on corporate finance
14 Jun 2023 - 16 Jun 2023
No
AI2955
UBS AG
Type 1: dealing in securities
21 Jan 2020 - 23 Jan 2020
No
AI2955
UBS AG
Type 4: advising on securities
21 Jan 2020 - 23 Jan 2020
No
AI2955
UBS AG
Type 6: advising on corporate finance
21 Jan 2020 - 23 Jan 2020
No
AI2955
UBS AG
Type 1: dealing in securities
22 Nov 2019 - 13 Dec 2019
No
AI2955
UBS AG
Type 4: advising on securities
22 Nov 2019 - 13 Dec 2019
No
AI2955
UBS AG
Type 6: advising on corporate finance
22 Nov 2019 - 13 Dec 2019
No
AI2955
UBS AG
Type 1: dealing in securities
04 Oct 2019 - 18 Oct 2019
No
AI2955
UBS AG
Type 4: advising on securities
04 Oct 2019 - 18 Oct 2019
No
AI2955
UBS AG
Type 6: advising on corporate finance
04 Oct 2019 - 18 Oct 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.