Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHAN, TSZ SUM, SAM
Chinese Name of Relevant Individual

HKMA Registration Number
AI2990
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Nov 2022
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR BANKER, INSURANCE, ASSET MANAGERS & HEDGE FUNDS
Remarks
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Nov 2022
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR BANKER, INSURANCE, ASSET MANAGERS & HEDGE FUNDS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAN, TSZ SUM, SAM
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI2990
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
18 Nov 2022
No
SENIOR BANKER, INSURANCE, ASSET MANAGERS & HEDGE FUNDS
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
18 Nov 2022
No
SENIOR BANKER, INSURANCE, ASSET MANAGERS & HEDGE FUNDS