Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
POON, YU FAT
Chinese Name of Relevant Individual
潘裕發
HKMA Registration Number
AI3006
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
22 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HANG SENG BANK, LIMITED
SFC CE number
AAH297
Business Address
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
Since 22 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Sep 2024 - 08 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Sep 2024 - 08 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 May 2023 - 08 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 May 2023 - 08 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Dec 2021 - 02 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Dec 2021 - 02 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2019 - 04 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2019 - 04 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2019 - 04 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2019 - 04 Nov 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
POON, YU FAT
:
Chinese Name of Relevant Individual
潘裕發
:
HKMA Registration Number
AI3006
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 Dec 2025
No
SALES MANAGEMENT
HANG SENG BANK, LIMITED
Type 4: advising on securities
22 Dec 2025
No
SALES MANAGEMENT
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 Dec 2025
No
SALES MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
HANG SENG BANK, LIMITED
AAH297
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI3006
HANG SENG BANK, LIMITED
Type 1: dealing in securities
Since 22 Dec 2025
No
AI3006
HANG SENG BANK, LIMITED
Type 4: advising on securities
Since 22 Dec 2025
No
AI3006
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
Since 22 Dec 2025
No
AI3006
DAH SING BANK, LIMITED
Type 1: dealing in securities
17 Sep 2024 - 08 Oct 2025
No
AI3006
DAH SING BANK, LIMITED
Type 4: advising on securities
17 Sep 2024 - 08 Oct 2025
No
AI3006
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 May 2023 - 08 Sep 2024
No
AI3006
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 May 2023 - 08 Sep 2024
No
AI3006
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Dec 2021 - 02 Apr 2023
No
AI3006
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Dec 2021 - 02 Apr 2023
No
AI3006
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Oct 2019 - 04 Nov 2021
No
AI3006
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Oct 2019 - 04 Nov 2021
No
AI3006
CITIBANK, N.A.
Type 1: dealing in securities
10 Oct 2019 - 04 Nov 2021
No
AI3006
CITIBANK, N.A.
Type 4: advising on securities
10 Oct 2019 - 04 Nov 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.