Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, MEI TING
Chinese Name of Relevant Individual
廖美婷
HKMA Registration Number
AI3007
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
02 Nov 2022
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH OFFICER
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
02 Nov 2022
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH OFFICER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 02 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 02 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Feb 2022 - 20 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Feb 2022 - 20 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Nov 2021 - 03 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Nov 2021 - 03 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 Nov 2021 - 03 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2019 - 31 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2019 - 31 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2019 - 31 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2019 - 31 Oct 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, MEI TING
:
Chinese Name of Relevant Individual
廖美婷
:
HKMA Registration Number
AI3007
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
02 Nov 2022
No
BRANCH OFFICER
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
02 Nov 2022
No
BRANCH OFFICER
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI3007
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 02 Nov 2022
No
AI3007
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 02 Nov 2022
No
AI3007
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Feb 2022 - 20 Sep 2022
No
AI3007
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Feb 2022 - 20 Sep 2022
No
AI3007
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 Nov 2021 - 03 Feb 2022
No
AI3007
HANG SENG BANK, LIMITED
Type 4: advising on securities
22 Nov 2021 - 03 Feb 2022
No
AI3007
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 Nov 2021 - 03 Feb 2022
No
AI3007
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Oct 2019 - 31 Oct 2021
No
AI3007
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Oct 2019 - 31 Oct 2021
No
AI3007
CITIBANK, N.A.
Type 1: dealing in securities
10 Oct 2019 - 31 Oct 2021
No
AI3007
CITIBANK, N.A.
Type 4: advising on securities
10 Oct 2019 - 31 Oct 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.