Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, HO HEI
Chinese Name of Relevant Individual
柳晧晞
HKMA Registration Number
AI3017
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jan 2022 - 30 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Jan 2022 - 30 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Apr 2020 - 14 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Apr 2020 - 14 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Oct 2019 - 21 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Oct 2019 - 21 Feb 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, HO HEI
:
Chinese Name of Relevant Individual
柳晧晞
:
HKMA Registration Number
AI3017
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI3017
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Jan 2022 - 30 Oct 2024
No
AI3017
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Jan 2022 - 30 Oct 2024
No
AI3017
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
16 Apr 2020 - 14 Jul 2020
No
AI3017
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
16 Apr 2020 - 14 Jul 2020
No
AI3017
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Oct 2019 - 21 Feb 2020
No
AI3017
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Oct 2019 - 21 Feb 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.