Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHUNG, HUI JU
Chinese Name of Relevant Individual
鍾惠如
HKMA Registration Number
AI3046
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2024 - 02 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
24 Sep 2021 - 12 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2021 - 12 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2019 - 16 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
15 Oct 2019 - 16 Jun 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHUNG, HUI JU
:
Chinese Name of Relevant Individual
鍾惠如
:
HKMA Registration Number
AI3046
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI3046
UBS AG
Type 1: dealing in securities
17 May 2024 - 02 May 2025
No
AI3046
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
24 Sep 2021 - 12 Apr 2024
No
AI3046
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
30 Jul 2021 - 12 Apr 2024
No
AI3046
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
15 Oct 2019 - 16 Jun 2021
No
AI3046
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
15 Oct 2019 - 16 Jun 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.