Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, HONGQIAO
Chinese Name of Relevant Individual
何翃嶠
HKMA Registration Number
AI3085
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
COMMERZBANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Sep 2020 - 31 Aug 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
COMMERZBANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
25 Sep 2020 - 31 Aug 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
COMMERZBANK AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
25 Sep 2020 - 31 Aug 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
COMMERZBANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Oct 2019 - 24 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMERZBANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
17 Oct 2019 - 24 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMERZBANK AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
17 Oct 2019 - 24 Sep 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, HONGQIAO
:
Chinese Name of Relevant Individual
何翃嶠
:
HKMA Registration Number
AI3085
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI3085
COMMERZBANK AG
Type 1: dealing in securities
25 Sep 2020 - 31 Aug 2021
Yes
AI3085
COMMERZBANK AG
Type 4: advising on securities
25 Sep 2020 - 31 Aug 2021
Yes
AI3085
COMMERZBANK AG
Type 6: advising on corporate finance
25 Sep 2020 - 31 Aug 2021
Yes
AI3085
COMMERZBANK AG
Type 1: dealing in securities
17 Oct 2019 - 24 Sep 2020
No
AI3085
COMMERZBANK AG
Type 4: advising on securities
17 Oct 2019 - 24 Sep 2020
No
AI3085
COMMERZBANK AG
Type 6: advising on corporate finance
17 Oct 2019 - 24 Sep 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.