Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LYU, XUEQI
Chinese Name of Relevant Individual
呂雪琪
HKMA Registration Number
AI3226
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Apr 2023 - 11 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Apr 2023 - 11 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jun 2020 - 24 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
17 Jun 2020 - 24 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2019 - 05 Jun 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LYU, XUEQI
:
Chinese Name of Relevant Individual
呂雪琪
:
HKMA Registration Number
AI3226
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI3226
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Apr 2023 - 11 Dec 2024
No
AI3226
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Apr 2023 - 11 Dec 2024
No
AI3226
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
17 Jun 2020 - 24 Mar 2023
No
AI3226
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
17 Jun 2020 - 24 Mar 2023
No
AI3226
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
31 Oct 2019 - 05 Jun 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.