Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
BOHLER, ADRIAN RAFAEL
Chinese Name of Relevant Individual
HKMA Registration Number
AI3228
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Apr 2026 - 21 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
17 Apr 2026 - 21 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
16 May 2025 - 20 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
16 May 2025 - 20 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
21 May 2024 - 24 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
21 May 2024 - 24 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2023 - 13 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2023 - 13 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2019 - 05 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2019 - 05 Nov 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
BOHLER, ADRIAN RAFAEL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI3228
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI3228
UBS AG
Type 1: dealing in securities
17 Apr 2026 - 21 Apr 2026
No
AI3228
UBS AG
Type 4: advising on securities
17 Apr 2026 - 21 Apr 2026
No
AI3228
UBS AG
Type 1: dealing in securities
16 May 2025 - 20 May 2025
No
AI3228
UBS AG
Type 4: advising on securities
16 May 2025 - 20 May 2025
No
AI3228
UBS AG
Type 1: dealing in securities
21 May 2024 - 24 May 2024
No
AI3228
UBS AG
Type 4: advising on securities
21 May 2024 - 24 May 2024
No
AI3228
UBS AG
Type 1: dealing in securities
10 Oct 2023 - 13 Oct 2023
No
AI3228
UBS AG
Type 4: advising on securities
10 Oct 2023 - 13 Oct 2023
No
AI3228
UBS AG
Type 1: dealing in securities
01 Nov 2019 - 05 Nov 2019
No
AI3228
UBS AG
Type 4: advising on securities
01 Nov 2019 - 05 Nov 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.