Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FOK, KEE YAN
Chinese Name of Relevant Individual
霍紀欣
HKMA Registration Number
AI3269
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Nov 2019 - 20 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Nov 2019 - 20 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
04 Nov 2019 - 24 Feb 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FOK, KEE YAN
:
Chinese Name of Relevant Individual
霍紀欣
:
HKMA Registration Number
AI3269
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI3269
HANG SENG BANK, LIMITED
Type 1: dealing in securities
04 Nov 2019 - 20 Mar 2022
No
AI3269
HANG SENG BANK, LIMITED
Type 4: advising on securities
04 Nov 2019 - 20 Mar 2022
No
AI3269
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
04 Nov 2019 - 24 Feb 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.