Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWONG, MARCUS MANN
Chinese Name of Relevant Individual
鄺孟芹
HKMA Registration Number
AI3318
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2022 - 31 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Nov 2019 - 03 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
13 Nov 2019 - 03 Mar 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWONG, MARCUS MANN
:
Chinese Name of Relevant Individual
鄺孟芹
:
HKMA Registration Number
AI3318
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI3318
UBS AG
Type 1: dealing in securities
08 Jul 2022 - 31 Oct 2024
No
AI3318
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
13 Nov 2019 - 03 Mar 2022
No
AI3318
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
13 Nov 2019 - 03 Mar 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.