Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAU, LING YIN
Chinese Name of Relevant Individual
仇令姸
HKMA Registration Number
AI3324
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jun 2023 - 05 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jun 2023 - 05 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Nov 2019 - 14 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Nov 2019 - 14 Jan 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAU, LING YIN
:
Chinese Name of Relevant Individual
仇令姸
:
HKMA Registration Number
AI3324
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI3324
CITIBANK, N.A.
Type 1: dealing in securities
29 Jun 2023 - 05 Mar 2026
No
AI3324
CITIBANK, N.A.
Type 4: advising on securities
29 Jun 2023 - 05 Mar 2026
No
AI3324
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Nov 2019 - 14 Jan 2023
No
AI3324
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Nov 2019 - 14 Jan 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.