Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
YAN, YAN
Chinese Name of Relevant Individual

嚴妍
HKMA Registration Number
AI3330
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Feb 2025
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE WEALTH MANAGEMENT
Remarks
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
06 Feb 2025
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE WEALTH MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
YAN, YAN
:
Chinese Name of Relevant Individual
嚴妍
:
HKMA Registration Number
AI3330
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
06 Feb 2025
No
PRIVATE WEALTH MANAGEMENT
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
06 Feb 2025
No
PRIVATE WEALTH MANAGEMENT