Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SIU, CHUN KIU
Chinese Name of Relevant Individual
蕭雋翹
HKMA Registration Number
AI3348
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jan 2024 - 02 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jan 2024 - 02 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2019 - 06 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2019 - 06 Jan 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SIU, CHUN KIU
:
Chinese Name of Relevant Individual
蕭雋翹
:
HKMA Registration Number
AI3348
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI3348
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
31 Jan 2024 - 02 Nov 2025
No
AI3348
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
31 Jan 2024 - 02 Nov 2025
No
AI3348
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
16 Nov 2019 - 06 Jan 2024
No
AI3348
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
16 Nov 2019 - 06 Jan 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.