Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
JIA, WENJIAN
Chinese Name of Relevant Individual
HKMA Registration Number
AI3371
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
19 Sep 2025 - 27 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2021 - 24 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2021 - 24 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 9: asset management
Effective Period
01 Aug 2021 - 24 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2019 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Nov 2019 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 9: asset management
Effective Period
20 Nov 2019 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
JIA, WENJIAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI3371
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI3371
BANQUE PICTET & CIE SA
Type 4: advising on securities
19 Sep 2025 - 27 Sep 2025
No
AI3371
BANQUE PICTET & CIE SA
Type 1: dealing in securities
01 Aug 2021 - 24 Jun 2025
No
AI3371
BANQUE PICTET & CIE SA
Type 4: advising on securities
01 Aug 2021 - 24 Jun 2025
No
AI3371
BANQUE PICTET & CIE SA
Type 9: asset management
01 Aug 2021 - 24 Jun 2025
No
AI3371
PICTET & CIE (EUROPE) S.A.
Type 1: dealing in securities
20 Nov 2019 - 30 Jul 2021
No
AI3371
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
20 Nov 2019 - 30 Jul 2021
No
AI3371
PICTET & CIE (EUROPE) S.A.
Type 9: asset management
20 Nov 2019 - 30 Jul 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.