Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
CHEN, YANING
Chinese Name of Relevant Individual

陳亞宁
HKMA Registration Number
AI3372
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Nov 2019
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Nov 2019
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
20 Nov 2019
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHEN, YANING
:
Chinese Name of Relevant Individual
陳亞宁
:
HKMA Registration Number
AI3372
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
NATIXIS
Type 1: dealing in securities
20 Nov 2019
No
VICE PRESIDENT
NATIXIS
Type 4: advising on securities
20 Nov 2019
No
VICE PRESIDENT
NATIXIS
Type 6: advising on corporate finance
20 Nov 2019
No
VICE PRESIDENT