Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
THADANI, SUVIR RAMESH
Chinese Name of Relevant Individual
HKMA Registration Number
AI3395
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
05 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Nov 2019 - 23 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
22 Nov 2019 - 23 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 Nov 2019 - 23 Nov 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
THADANI, SUVIR RAMESH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI3395
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI3395
ROYAL BANK OF CANADA
Type 1: dealing in securities
05 Feb 2020
No
AI3395
ROYAL BANK OF CANADA
Type 4: advising on securities
05 Feb 2020
No
AI3395
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
05 Feb 2020
No
AI3395
ROYAL BANK OF CANADA
Type 1: dealing in securities
22 Nov 2019 - 23 Nov 2019
No
AI3395
ROYAL BANK OF CANADA
Type 4: advising on securities
22 Nov 2019 - 23 Nov 2019
No
AI3395
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
22 Nov 2019 - 23 Nov 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.