Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAU, SHUN
Chinese Name of Relevant Individual
周淳
HKMA Registration Number
AI3412
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jan 2021 - 31 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2021 - 31 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2019 - 31 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
26 Nov 2019 - 31 Mar 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAU, SHUN
:
Chinese Name of Relevant Individual
周淳
:
HKMA Registration Number
AI3412
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI3412
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jan 2021 - 31 Mar 2022
No
AI3412
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jan 2021 - 31 Mar 2022
No
AI3412
DBS BANK LTD.
Type 1: dealing in securities
26 Nov 2019 - 31 Mar 2022
No
AI3412
DBS BANK LTD.
Type 4: advising on securities
26 Nov 2019 - 31 Mar 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.