Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NGATHONG, NATTAPAT
Chinese Name of Relevant Individual
HKMA Registration Number
AI3442
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MOX BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2023 - 31 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Nov 2019 - 31 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Nov 2019 - 31 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Nov 2019 - 31 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
30 Nov 2019 - 31 Oct 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NGATHONG, NATTAPAT
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI3442
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI3442
MOX BANK LIMITED
Type 1: dealing in securities
23 Sep 2023 - 31 May 2024
No
AI3442
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Nov 2019 - 31 Oct 2020
No
AI3442
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Nov 2019 - 31 Oct 2020
No
AI3442
CITIBANK, N.A.
Type 1: dealing in securities
30 Nov 2019 - 31 Oct 2020
No
AI3442
CITIBANK, N.A.
Type 4: advising on securities
30 Nov 2019 - 31 Oct 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.