Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, YUEN KIT
Chinese Name of Relevant Individual
李元傑
HKMA Registration Number
AI3473
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2021 - 31 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Sep 2021 - 31 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Dec 2019 - 16 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Dec 2019 - 16 Jun 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, YUEN KIT
:
Chinese Name of Relevant Individual
李元傑
:
HKMA Registration Number
AI3473
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI3473
DAH SING BANK, LIMITED
Type 1: dealing in securities
24 Sep 2021 - 31 Jan 2022
No
AI3473
DAH SING BANK, LIMITED
Type 4: advising on securities
24 Sep 2021 - 31 Jan 2022
No
AI3473
CHONG HING BANK LIMITED
Type 1: dealing in securities
05 Dec 2019 - 16 Jun 2021
No
AI3473
CHONG HING BANK LIMITED
Type 4: advising on securities
05 Dec 2019 - 16 Jun 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.