Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
TSAI, SHANG JUI
Chinese Name of Relevant Individual

蔡尚叡
HKMA Registration Number
AI3491
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Dec 2019
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR MANAGER - WEALTH MANAGEMENT DEPARTMENT
Remarks
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
09 Dec 2019
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR MANAGER - WEALTH MANAGEMENT DEPARTMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TSAI, SHANG JUI
:
Chinese Name of Relevant Individual
蔡尚叡
:
HKMA Registration Number
AI3491
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
E.SUN COMMERCIAL BANK, LTD.
Type 1: dealing in securities
09 Dec 2019
No
SENIOR MANAGER - WEALTH MANAGEMENT DEPARTMENT
E.SUN COMMERCIAL BANK, LTD.
Type 4: advising on securities
09 Dec 2019
No
SENIOR MANAGER - WEALTH MANAGEMENT DEPARTMENT