Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIANG, KIN YU
Chinese Name of Relevant Individual
梁健愉
HKMA Registration Number
AI3522
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
PING AN BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT MANAGER
Remarks
Registered Institution
PING AN BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
PING AN BANK CO., LTD.
SFC CE number
AMA916
Business Address
38/F, ONE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
PING AN BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 05 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PING AN BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 05 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2022 - 20 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jul 2022 - 20 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 Jul 2022 - 20 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2022 - 20 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jul 2022 - 20 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 Jul 2022 - 20 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Dec 2019 - 30 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
14 Dec 2019 - 30 Jun 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIANG, KIN YU
:
Chinese Name of Relevant Individual
梁健愉
:
HKMA Registration Number
AI3522
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
PING AN BANK CO., LTD.
Type 1: dealing in securities
05 Oct 2023
No
PRODUCT MANAGER
PING AN BANK CO., LTD.
Type 4: advising on securities
05 Oct 2023
No
PRODUCT MANAGER
Name of Registered Institution
SFC CE number
Business Address
PING AN BANK CO., LTD.
AMA916
38/F, ONE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI3522
PING AN BANK CO., LTD.
Type 1: dealing in securities
Since 05 Oct 2023
No
AI3522
PING AN BANK CO., LTD.
Type 4: advising on securities
Since 05 Oct 2023
No
AI3522
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Jul 2022 - 20 Jul 2023
No
AI3522
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Jul 2022 - 20 Jul 2023
No
AI3522
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
21 Jul 2022 - 20 Jul 2023
No
AI3522
DBS BANK LTD.
Type 1: dealing in securities
21 Jul 2022 - 20 Jul 2023
No
AI3522
DBS BANK LTD.
Type 4: advising on securities
21 Jul 2022 - 20 Jul 2023
No
AI3522
DBS BANK LTD.
Type 6: advising on corporate finance
21 Jul 2022 - 20 Jul 2023
No
AI3522
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
14 Dec 2019 - 30 Jun 2022
No
AI3522
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
14 Dec 2019 - 30 Jun 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.