Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
KEUM, SEUNG HWAN
Chinese Name of Relevant Individual

琴胜焕
HKMA Registration Number
AI3524
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR ASSOCIATE, GLOBAL ORIGINATION & SYNDICATION
Remarks
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR ASSOCIATE, GLOBAL ORIGINATION & SYNDICATION
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
KEUM, SEUNG HWAN
:
Chinese Name of Relevant Individual
琴胜焕
:
HKMA Registration Number
AI3524
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
KDB ASIA LIMITED
Type 1: dealing in securities
20 Mar 2026
No
SENIOR ASSOCIATE, GLOBAL ORIGINATION & SYNDICATION
KDB ASIA LIMITED
Type 4: advising on securities
20 Mar 2026
No
SENIOR ASSOCIATE, GLOBAL ORIGINATION & SYNDICATION