Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHUNG, MING YAN TIFFANY
Chinese Name of Relevant Individual
鍾明蒑
HKMA Registration Number
AI3550
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jun 2022 - 29 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jun 2022 - 29 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Mar 2020 - 17 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 4: advising on securities
Effective Period
17 Mar 2020 - 17 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Dec 2019 - 12 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 4: advising on securities
Effective Period
19 Dec 2019 - 12 Mar 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHUNG, MING YAN TIFFANY
:
Chinese Name of Relevant Individual
鍾明蒑
:
HKMA Registration Number
AI3550
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI3550
COMMONWEALTH BANK OF AUSTRALIA
Type 1: dealing in securities
09 Jun 2022 - 29 Jul 2022
No
AI3550
COMMONWEALTH BANK OF AUSTRALIA
Type 4: advising on securities
09 Jun 2022 - 29 Jul 2022
No
AI3550
COMMONWEALTH BANK OF AUSTRALIA
Type 1: dealing in securities
17 Mar 2020 - 17 Jul 2020
No
AI3550
COMMONWEALTH BANK OF AUSTRALIA
Type 4: advising on securities
17 Mar 2020 - 17 Jul 2020
No
AI3550
COMMONWEALTH BANK OF AUSTRALIA
Type 1: dealing in securities
19 Dec 2019 - 12 Mar 2020
No
AI3550
COMMONWEALTH BANK OF AUSTRALIA
Type 4: advising on securities
19 Dec 2019 - 12 Mar 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.