Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
SO, KWAN SHU
Chinese Name of Relevant Individual

蘇群舒
HKMA Registration Number
AI3563
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 Dec 2019
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR SPECIALIST - WEALTH MANAGEMENT DEPARTMENT
Remarks
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
21 Dec 2019
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR SPECIALIST - WEALTH MANAGEMENT DEPARTMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SO, KWAN SHU
:
Chinese Name of Relevant Individual
蘇群舒
:
HKMA Registration Number
AI3563
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
E.SUN COMMERCIAL BANK, LTD.
Type 1: dealing in securities
21 Dec 2019
No
SENIOR SPECIALIST - WEALTH MANAGEMENT DEPARTMENT
E.SUN COMMERCIAL BANK, LTD.
Type 4: advising on securities
21 Dec 2019
No
SENIOR SPECIALIST - WEALTH MANAGEMENT DEPARTMENT