Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NGAI, PUI SHAN
Chinese Name of Relevant Individual
倪佩珊
HKMA Registration Number
AI3610
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2025 - 28 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 May 2025 - 28 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Feb 2022 - 23 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Feb 2022 - 23 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jan 2020 - 14 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2020 - 14 Nov 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NGAI, PUI SHAN
:
Chinese Name of Relevant Individual
倪佩珊
:
HKMA Registration Number
AI3610
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI3610
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
15 May 2025 - 28 Dec 2025
No
AI3610
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
15 May 2025 - 28 Dec 2025
No
AI3610
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
05 Feb 2022 - 23 Nov 2022
No
AI3610
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
05 Feb 2022 - 23 Nov 2022
No
AI3610
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jan 2020 - 14 Nov 2021
No
AI3610
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
01 Jan 2020 - 14 Nov 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.