Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, TING HIN
Chinese Name of Relevant Individual
李廷汧
HKMA Registration Number
AI3646
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2023 - 20 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Mar 2023 - 20 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2020 - 25 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jan 2020 - 25 Nov 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, TING HIN
:
Chinese Name of Relevant Individual
李廷汧
:
HKMA Registration Number
AI3646
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI3646
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
14 Mar 2023 - 20 Oct 2023
No
AI3646
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
14 Mar 2023 - 20 Oct 2023
No
AI3646
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Jan 2020 - 25 Nov 2022
No
AI3646
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Jan 2020 - 25 Nov 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.