Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LU, XIAOFAN
Chinese Name of Relevant Individual

陸小凡
HKMA Registration Number
AI3665
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
08 Jan 2020
Is an Executive Officer? (Yes / No)
No
Capacity
GLOBAL RESEARCH, ASSOCIATE DIRECTOR
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LU, XIAOFAN
:
Chinese Name of Relevant Individual
陸小凡
:
HKMA Registration Number
AI3665
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
08 Jan 2020
No
GLOBAL RESEARCH, ASSOCIATE DIRECTOR