Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KO, WAI MAN
Chinese Name of Relevant Individual
高偉民
HKMA Registration Number
AI3717
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jul 2024 - 12 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jul 2024 - 12 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Sep 2023 - 23 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Sep 2023 - 23 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2023 - 23 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2023 - 23 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Dec 2021 - 03 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Dec 2021 - 03 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Dec 2020 - 19 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Dec 2020 - 19 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2020 - 30 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2020 - 30 Nov 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KO, WAI MAN
:
Chinese Name of Relevant Individual
高偉民
:
HKMA Registration Number
AI3717
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI3717
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Jul 2024 - 12 May 2026
No
AI3717
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Jul 2024 - 12 May 2026
No
AI3717
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Sep 2023 - 23 Jun 2024
No
AI3717
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Sep 2023 - 23 Jun 2024
No
AI3717
CITIBANK, N.A.
Type 1: dealing in securities
21 Sep 2023 - 23 Jun 2024
No
AI3717
CITIBANK, N.A.
Type 4: advising on securities
21 Sep 2023 - 23 Jun 2024
No
AI3717
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
31 Dec 2021 - 03 Aug 2023
No
AI3717
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
31 Dec 2021 - 03 Aug 2023
No
AI3717
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
31 Dec 2020 - 19 Dec 2021
No
AI3717
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
31 Dec 2020 - 19 Dec 2021
No
AI3717
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jan 2020 - 30 Nov 2020
No
AI3717
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Jan 2020 - 30 Nov 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.