Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, SONGXUE
Chinese Name of Relevant Individual
李松雪
HKMA Registration Number
AI3725
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jan 2024 - 24 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jan 2024 - 24 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Aug 2021 - 06 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
06 Aug 2021 - 06 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2020 - 27 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2020 - 27 Feb 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, SONGXUE
:
Chinese Name of Relevant Individual
李松雪
:
HKMA Registration Number
AI3725
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI3725
EFG BANK AG
Type 1: dealing in securities
04 Jan 2024 - 24 Jan 2024
No
AI3725
EFG BANK AG
Type 4: advising on securities
04 Jan 2024 - 24 Jan 2024
No
AI3725
CREDIT SUISSE AG
Type 1: dealing in securities
06 Aug 2021 - 06 Sep 2023
No
AI3725
CREDIT SUISSE AG
Type 4: advising on securities
06 Aug 2021 - 06 Sep 2023
No
AI3725
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
14 Jan 2020 - 27 Feb 2021
No
AI3725
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
14 Jan 2020 - 27 Feb 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.