Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, RUI
Chinese Name of Relevant Individual
王蕊
HKMA Registration Number
AI3761
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
PING AN BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, PRIVATE WEALTH MANAGEMENT
Remarks
Registered Institution
PING AN BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
03 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, PRIVATE WEALTH MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
PING AN BANK CO., LTD.
SFC CE number
AMA916
Business Address
38/F, ONE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
PING AN BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 03 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PING AN BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 03 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2021 - 13 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
25 Aug 2021 - 13 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2020 - 08 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2020 - 08 Mar 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, RUI
:
Chinese Name of Relevant Individual
王蕊
:
HKMA Registration Number
AI3761
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
PING AN BANK CO., LTD.
Type 1: dealing in securities
03 Jun 2026
No
RELATIONSHIP MANAGER, PRIVATE WEALTH MANAGEMENT
PING AN BANK CO., LTD.
Type 4: advising on securities
03 Jun 2026
No
RELATIONSHIP MANAGER, PRIVATE WEALTH MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
PING AN BANK CO., LTD.
AMA916
38/F, ONE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI3761
PING AN BANK CO., LTD.
Type 1: dealing in securities
Since 03 Jun 2026
No
AI3761
PING AN BANK CO., LTD.
Type 4: advising on securities
Since 03 Jun 2026
No
AI3761
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
25 Aug 2021 - 13 Mar 2026
No
AI3761
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
25 Aug 2021 - 13 Mar 2026
No
AI3761
BANK SINOPAC
Type 1: dealing in securities
16 Jan 2020 - 08 Mar 2021
No
AI3761
BANK SINOPAC
Type 4: advising on securities
16 Jan 2020 - 08 Mar 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
