Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHAN, WING YEE STEPHANIE
Chinese Name of Relevant Individual

陳穎怡
HKMA Registration Number
AI3788
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Jan 2020
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR CUSTOMER RELATIONS MANAGER
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Jan 2020
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR CUSTOMER RELATIONS MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAN, WING YEE STEPHANIE
:
Chinese Name of Relevant Individual
陳穎怡
:
HKMA Registration Number
AI3788
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
18 Jan 2020
No
SENIOR CUSTOMER RELATIONS MANAGER
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
18 Jan 2020
No
SENIOR CUSTOMER RELATIONS MANAGER