Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, CHUN YEE
Chinese Name of Relevant Individual
黃俊怡
HKMA Registration Number
AI3799
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 May 2021 - 19 Dec 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 May 2021 - 19 Dec 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Jul 2020 - 19 Dec 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jan 2020 - 26 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jan 2020 - 26 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 Jan 2020 - 08 Jul 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, CHUN YEE
:
Chinese Name of Relevant Individual
黃俊怡
:
HKMA Registration Number
AI3799
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI3799
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 1: dealing in securities
27 May 2021 - 19 Dec 2025
Yes
AI3799
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 4: advising on securities
27 May 2021 - 19 Dec 2025
Yes
AI3799
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 6: advising on corporate finance
09 Jul 2020 - 19 Dec 2025
Yes
AI3799
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 1: dealing in securities
21 Jan 2020 - 26 May 2021
No
AI3799
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 4: advising on securities
21 Jan 2020 - 26 May 2021
No
AI3799
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 6: advising on corporate finance
21 Jan 2020 - 08 Jul 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.