Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, SIU CHUNG
Chinese Name of Relevant Individual
胡兆聰
HKMA Registration Number
AI3823
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2022 - 02 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jan 2022 - 02 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2020 - 08 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jan 2020 - 08 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2020 - 08 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jan 2020 - 08 Jan 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, SIU CHUNG
:
Chinese Name of Relevant Individual
胡兆聰
:
HKMA Registration Number
AI3823
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI3823
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jan 2022 - 02 Aug 2023
No
AI3823
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Jan 2022 - 02 Aug 2023
No
AI3823
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Jan 2020 - 08 Jan 2022
No
AI3823
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Jan 2020 - 08 Jan 2022
No
AI3823
CITIBANK, N.A.
Type 1: dealing in securities
23 Jan 2020 - 08 Jan 2022
No
AI3823
CITIBANK, N.A.
Type 4: advising on securities
23 Jan 2020 - 08 Jan 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.