Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHEN, DONG
Chinese Name of Relevant Individual

陳棟
HKMA Registration Number
AI3834
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
17 May 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR ASSOCIATES
Remarks
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
17 May 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR ASSOCIATES
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHEN, DONG
:
Chinese Name of Relevant Individual
陳棟
:
HKMA Registration Number
AI3834
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CATHAY UNITED BANK COMPANY, LIMITED
Type 1: dealing in securities
17 May 2024
No
SENIOR ASSOCIATES
CATHAY UNITED BANK COMPANY, LIMITED
Type 4: advising on securities
17 May 2024
No
SENIOR ASSOCIATES