Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, YIK LING
Chinese Name of Relevant Individual
譚亦凌
HKMA Registration Number
AI3874
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Feb 2020 - 31 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Feb 2020 - 31 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Feb 2020 - 31 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Feb 2020 - 31 Aug 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, YIK LING
:
Chinese Name of Relevant Individual
譚亦凌
:
HKMA Registration Number
AI3874
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI3874
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Feb 2020 - 31 Aug 2020
No
AI3874
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Feb 2020 - 31 Aug 2020
No
AI3874
DBS BANK LTD.
Type 1: dealing in securities
04 Feb 2020 - 31 Aug 2020
No
AI3874
DBS BANK LTD.
Type 4: advising on securities
04 Feb 2020 - 31 Aug 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.