Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, YIK YIN
Chinese Name of Relevant Individual
李奕彥
HKMA Registration Number
AI3886
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MOX BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jun 2025 - 13 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MOX BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2023 - 13 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Feb 2020 - 31 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Feb 2020 - 31 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
05 Feb 2020 - 31 Mar 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, YIK YIN
:
Chinese Name of Relevant Individual
李奕彥
:
HKMA Registration Number
AI3886
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI3886
MOX BANK LIMITED
Type 4: advising on securities
11 Jun 2025 - 13 Jan 2026
No
AI3886
MOX BANK LIMITED
Type 1: dealing in securities
23 Sep 2023 - 13 Jan 2026
No
AI3886
HANG SENG BANK, LIMITED
Type 1: dealing in securities
05 Feb 2020 - 31 Mar 2022
No
AI3886
HANG SENG BANK, LIMITED
Type 4: advising on securities
05 Feb 2020 - 31 Mar 2022
No
AI3886
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
05 Feb 2020 - 31 Mar 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.