Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSO, TSZ KIN
Chinese Name of Relevant Individual
曹子健
HKMA Registration Number
AI3939
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2024 - 21 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2022 - 05 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2022 - 05 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2022 - 05 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2022 - 05 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
13 Jan 2022 - 05 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Feb 2020 - 26 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2020 - 26 Sep 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSO, TSZ KIN
:
Chinese Name of Relevant Individual
曹子健
:
HKMA Registration Number
AI3939
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI3939
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
Type 1: dealing in securities
12 Jul 2024 - 21 Apr 2025
No
AI3939
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
13 Jan 2022 - 05 Jun 2024
No
AI3939
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
13 Jan 2022 - 05 Jun 2024
No
AI3939
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
13 Jan 2022 - 05 Jun 2024
No
AI3939
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
13 Jan 2022 - 05 Jun 2024
No
AI3939
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
13 Jan 2022 - 05 Jun 2024
No
AI3939
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
14 Feb 2020 - 26 Sep 2021
No
AI3939
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
14 Feb 2020 - 26 Sep 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.