Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHI, LEI
Chinese Name of Relevant Individual
時磊
HKMA Registration Number
AI3950
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 Apr 2022
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT BANKER, INVESTMENT BANKING & CAPITAL MARKETS
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
19 Apr 2022
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT BANKER, INVESTMENT BANKING & CAPITAL MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
SFC CE number
AAK077
Business Address
60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 19 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 19 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2020 - 10 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2020 - 10 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
03 Mar 2020 - 10 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Feb 2020 - 10 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2020 - 10 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 Feb 2020 - 10 Apr 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHI, LEI
:
Chinese Name of Relevant Individual
時磊
:
HKMA Registration Number
AI3950
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
19 Apr 2022
No
INVESTMENT BANKER, INVESTMENT BANKING & CAPITAL MARKETS
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
19 Apr 2022
No
INVESTMENT BANKER, INVESTMENT BANKING & CAPITAL MARKETS
Name of Registered Institution
SFC CE number
Business Address
DEUTSCHE BANK AKTIENGESELLSCHAFT
AAK077
60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI3950
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
Since 19 Apr 2022
No
AI3950
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
Since 19 Apr 2022
No
AI3950
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Mar 2020 - 10 Apr 2022
No
AI3950
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Mar 2020 - 10 Apr 2022
No
AI3950
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
03 Mar 2020 - 10 Apr 2022
No
AI3950
DBS BANK LTD.
Type 1: dealing in securities
14 Feb 2020 - 10 Apr 2022
No
AI3950
DBS BANK LTD.
Type 4: advising on securities
14 Feb 2020 - 10 Apr 2022
No
AI3950
DBS BANK LTD.
Type 6: advising on corporate finance
14 Feb 2020 - 10 Apr 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.