Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUN, SHISHUANG
Chinese Name of Relevant Individual
孫世霜
HKMA Registration Number
AI3956
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 Sep 2024
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT RELATIONSHIP OFFICER
Remarks
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
First date of engagement
21 Sep 2024
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT RELATIONSHIP OFFICER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
EFG BANK AG
SFC CE number
AFV863
Business Address
LEVEL 18, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 21 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 21 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2021 - 14 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2021 - 14 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2021 - 14 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2021 - 14 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Feb 2020 - 15 May 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2020 - 15 May 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUN, SHISHUANG
:
Chinese Name of Relevant Individual
孫世霜
:
HKMA Registration Number
AI3956
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
EFG BANK AG
Type 1: dealing in securities
21 Sep 2024
No
CLIENT RELATIONSHIP OFFICER
EFG BANK AG
Type 4: advising on securities
21 Sep 2024
No
CLIENT RELATIONSHIP OFFICER
Name of Registered Institution
SFC CE number
Business Address
EFG BANK AG
AFV863
LEVEL 18, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI3956
EFG BANK AG
Type 1: dealing in securities
Since 21 Sep 2024
No
AI3956
EFG BANK AG
Type 4: advising on securities
Since 21 Sep 2024
No
AI3956
CITIBANK, N.A.
Type 1: dealing in securities
31 Aug 2021 - 14 Aug 2024
No
AI3956
CITIBANK, N.A.
Type 4: advising on securities
31 Aug 2021 - 14 Aug 2024
No
AI3956
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
31 Aug 2021 - 14 Aug 2024
No
AI3956
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
31 Aug 2021 - 14 Aug 2024
No
AI3956
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
14 Feb 2020 - 15 May 2020
No
AI3956
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
14 Feb 2020 - 15 May 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.