Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YANG, KAR YEE
Chinese Name of Relevant Individual
楊嘉宜
HKMA Registration Number
AI3960
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2024 - 10 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2024 - 10 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jun 2021 - 13 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2021 - 21 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Feb 2020 - 21 May 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YANG, KAR YEE
:
Chinese Name of Relevant Individual
楊嘉宜
:
HKMA Registration Number
AI3960
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI3960
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
06 Jul 2024 - 10 Jan 2025
No
AI3960
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
06 Jul 2024 - 10 Jan 2025
No
AI3960
UBS AG
Type 1: dealing in securities
18 Jun 2021 - 13 Oct 2023
No
AI3960
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
01 Apr 2021 - 21 May 2021
No
AI3960
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
15 Feb 2020 - 21 May 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.