Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FUNG, WAI HO
Chinese Name of Relevant Individual
馮偉濠
HKMA Registration Number
AI3983
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
DEPUTY PERSONAL BANKINGMGR(BR)
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
DEPUTY PERSONAL BANKINGMGR(BR)
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 18 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 18 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Apr 2024 - 21 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Apr 2024 - 21 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Feb 2020 - 22 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Feb 2020 - 22 May 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FUNG, WAI HO
:
Chinese Name of Relevant Individual
馮偉濠
:
HKMA Registration Number
AI3983
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
18 Dec 2025
No
DEPUTY PERSONAL BANKINGMGR(BR)
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
18 Dec 2025
No
DEPUTY PERSONAL BANKINGMGR(BR)
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI3983
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 18 Dec 2025
No
AI3983
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 18 Dec 2025
No
AI3983
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
06 Apr 2024 - 21 Jul 2024
No
AI3983
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
06 Apr 2024 - 21 Jul 2024
No
AI3983
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
20 Feb 2020 - 22 May 2022
No
AI3983
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
20 Feb 2020 - 22 May 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.