Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
NG, MING HEI
Chinese Name of Relevant Individual

吳明熹
HKMA Registration Number
AI3990
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Feb 2020
Is an Executive Officer? (Yes / No)
No
Capacity
INV. BANKING ASSOCIATE
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Feb 2020
Is an Executive Officer? (Yes / No)
No
Capacity
INV. BANKING ASSOCIATE
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
22 Feb 2020
Is an Executive Officer? (Yes / No)
No
Capacity
INV. BANKING ASSOCIATE
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
NG, MING HEI
:
Chinese Name of Relevant Individual
吳明熹
:
HKMA Registration Number
AI3990
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
22 Feb 2020
No
INV. BANKING ASSOCIATE
UBS AG
Type 4: advising on securities
22 Feb 2020
No
INV. BANKING ASSOCIATE
UBS AG
Type 6: advising on corporate finance
22 Feb 2020
No
INV. BANKING ASSOCIATE